ASN is an Atlanta-based Registered Investment Adviser (RIA) which registered with the U.S. Securities and Exchange Commission in 2010. As of January, 2019, ASN has 74 offices and serves clients in 35 states.
The Managing Members of ASN, Thomas C. Prescott, Jr., and David E. Paulukaitis collectively have over 65 years experience in the Financial Services Industry. ASN has developed a reputation for delivering high quality service to its investment professionals and their offices. We believe our role is to provide sound guidance, advice and services that enhance their businesses.
Our staff offers in-depth knowledge and expertise acquired during successful careers within the industry and its regulatory authorities. ASN encourages our staff to participate in continuing education conferences and regulatory outreach programs. Additionally, ASN maintains the most up-to-date information, materials and technology available. Our staff is the key to our success.