Key benefits of partnering with ASN

Maintain complete ownership

You maintain complete portability of 100% of your existing and future book of business.

Leverage an
all-inclusive platform

A complete solution of industry-leading tools, technology, and support.

Save money

Why overspend when we offer one of the most cost-effective solutions on the market?

Keep or develop
your brand

You keep control of your brand image while we alleviate the burdens that allows you to focus on growing your business.

Optimize your operations

Blue chip custodial and in-house operations staff expertly manage your day-to-day operations.

Effectively manage
risk & compliance

Our seamlessly integrated compliance solution helps
support your regulatory
compliance activities.

Choose from multiple custodians

Access to all four of the major custodial partners enables you to enhance how you manage your clients’ assets.

Enjoy complete operational transparency

Gain a direct line of communication with all our management tiers. No red tape and no wirehouse politics.

Experience the ASN level of service

You have a dedicated service representative and a highly trained staff at your disposal.

Access deep
investment relationships

Our relationships with broker dealers (B/Ds) allow affiliated offices to continue their transactional business. We do not hold equity or receive payouts from these B/Ds.

Join a supportive community

ASN offers extensive support
and training including the
weekly ASN Speaker Series and
peer-to-peer events within the
ASN Advisor Community.

Want more details?

Discover how these key benefits will

shape your journey to independence. (877) 352-0449

You have questions, we have answers

What is unique about being a part of Advisory Services Network?

Advisory Services Network, LLC (ASN) is an SEC Registered Investment Adviser that strategically partners with investment professionals and provides them with an all-inclusive platform designed to meet their individual needs. ASN provides its platform and services in one of the most unique and cost competitive structures available in the financial services industry. Simply stated, we offer a solution that allows investment professionals to focus on managing and growing their business while retaining 100% portability of their client base. ASN’s platform provides the infrastructure, service/operations team, and technology necessary to free you from the everyday burdens most investment professionals face so that you can focus on what’s important…your clients.

Where will my practice be located?

You can work virtually anywhere while we provide the service teams, operations, compliance, and infrastructure necessary to run your practice. ASN gives you total control over your location and workspace.

How does the transition work?

Changing Broker/Dealer or Investment Adviser affiliations is one of the most important business decisions an investment professional will ever make. Our team believes planning is the key to a seamless and successful transition. We review your practice and develop a strategy and transition plan to make the process as seamless as possible. ASN and its custodians have transition teams that will work with you every step of the way. One of ASN’s main goals is to have new investment professionals up and running as soon as they leave their current firms.

Will I have access to all the resources I currently receive?

ASN members have the benefit of an open architecture platform with a dedicated service team. Through our custodial partnerships, investment professionals enjoy the freedom to choose from a wide array of investment advisory products, programs, and money managers.

Does ASN provide E&O insurance?

Yes, ASN maintains E&O Insurance for each of our Investment Advisor Representatives. Additionally, ASN maintains cyber policy, Fidelity bond, as well as an ERISA Bond for those Investment Advisor Representatives that require coverage.

What custodial options are offered through Advisory Services Network?

ASN currently utilizes the custodial services of Fidelity, Pershing, Charles Schwab, and TD Ameritrade.

Will I be able to brand my own practice?

Yes, as a member of ASN our investment professionals have the option to create a brand, utilize a current brand, or operate under ASN’s established brand.

How does my book of business convert over to the ASN platform?

Our main focus is to have your business up and running as quickly as possible. ASN develops a transition plan for each of our investment professional’s needs. We consult with you, walk you through the process, and assist with the transition of your business to our platform.

What is the turnaround time to completely onboard?

It takes anywhere from 2-4 weeks to completely onboard your practice, depending on the size and scope of the book of business. We tailor and work out a plan with a timetable to meet each investment professional’s needs.

Let’s start now.

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