The premier option

Advisory Services Network, LLC (ASN) is an Atlanta-based Registered Investment Adviser (RIA) founded in 2010. The principals founded ASN to serve as a strategic partner for IARs that were seeking independence. As of June 14, 2024, ASN has 145 independent practices in 38 states, with 220 advisors and approximately $8 billion in assets under management.

ASN was founded by Tom Prescott and Dave Paulukaitis in 2010 as a sister firm to Mainstay Capital Markets Consultants, Inc., which provides regulatory and compliance consulting services to the financial services industry.

As part of its practice, Mainstay created Registered Investment Advisers (“RIAs”) and Broker/Dealers across the nation for individuals seeking the freedom that comes with operating their businesses. Many clients subsequently expressed a need for a comprehensive offering that could address their operational, supervisory, and compliance responsibilities while enabling them to run successful businesses.

Clearly, investment advisors needed a new option for independence; one that allows them to focus on what they do best—serve the needs of their clients.

That option is ASN.

"Our mission is to deliver a cost-effective, high quality, state of the art, turnkey solution for advisers that allows them to serve their clients and truly own their independence.”


ASN across the country

Ready to get on the map?

Contact us now to explore how ASN can support your journey to independence.