Laura serves as Chief Compliance Officer at ASN.
A solutions-focused compliance professional with a 22-year background in the financial services industry, Laura began her career doing broker/dealer and investment adviser registrations for multiple firms, ultimately becoming Chief Operating Officer.
Laura then leveraged her years of experience to became Chief Compliance Officer for a mid-sized broker/dealer and RIA prior to joining Mainstay Capital Markets Consultants , Inc and subsequently ASN as its Chief compliance Officer.